INDUSTRIES

Financial Services

Siloed data. Mounting compliance burden. Customers expecting more.

The Challenge

The average financial services firm operates across 12+ core systems - with no unified view of customer risk, behaviour or profitability.

Fraud & Credit Exposure

Manual rules-based fraud detection generates high false positive rates and misses sophisticated, coordinated fraud patterns that ML models catch in real time.

Regulatory Cost Pressure

Compliance teams spend thousands of hours per quarter on manual data extraction and report preparation - leaving no capacity for proactive risk management.

Customer Attrition

Generic product communications and reactive service models drive customers to challengers offering personalised, digitally-native experiences.

Data Fragmentation

Product, risk, operations and customer data sit in separate platforms. No unified customer view means no consistent pricing, risk scoring or personalisation.

The Solutions

USE CASE 01

Regulatory Reporting AI Agent

Replace manual report preparation with an always-on, auditable compliance pipeline.

Pain Point

Manual classification of portfolio holdings, against NAIC schedules and population of hundreds of form fields creates significant operational burden and compliance risk each reporting period.

Our Solution

AI agent ingests the portfolio, classifies each holding against NAIC VSA+ and populates schedules D and BA with filing-ready outputs for any reporting date on demand.

Impact

98% classification accuracy across portfolio holdings

Reporting time reduced from days to 2.1 hours

Zero manual re-keying, enabling compliance teams to focus on review and sign-off

USE CASE 02

KYC Document Processing and Onboarding LLM Agent

Eliminate manual review of KYC documents and onboarding time.

Pain Point

Institutional KYC requires manual review of identity documents, beneficial owner structures and company registries across multiple systems, taking 10 to 14 days and creating client friction on new relationships.

Our Solution

LLM agent extracts and validates identity documents, beneficial ownership structures and company registry filings, cross-references PEP and adverse media databases in real time and generates a structured KYC pack for compliance sign-off.

Impact

Onboarding time reduced from 10 to 14 days to under 24 hours

Extraction accuracy above 97%

Compliance office review time cut by 70%

USE CASE 03

Portfolio Construction and Automated Rebalancing Agent

Pain Point

Period manual rebalancing creates persistent portfolio drift, missed tax-loss harvesting windows and inconsistent investment policy application. At scale, manual reviews are impractical across thousands of client accounts.

Our Solution

ML optimisation engine ingests live holdings, target allocation models, ESG screens and tax lot history to generate continuous rebalancing recommendations, applying client-specific overlays before passing orders to execution or a manager approval queue.

Impact

Portfolio drift reduced to within agreed tolerance bands continuously

Manager capacity freed for advisory work

Let's explore what's possible together.

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